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Nalezeno "North American Securities Administrators Association (NASAA)": 1

Tradestation Settles With SEC and State Regulators for $3 Million


Tradestation has reached a settlement with the Securities and Exchange Commission (SEC) and state regulatory bodies, agreeing to pay $3 million in fines for offering an unregistered crypto asset lending product to U.S. investors, a move that promised interest earnings on deposits without proper...

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